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LIMS IQ Specimen traceability DOC CHAIN-OF-CUSTODY-AUDIT-TRAIL
REV 2026-08

CHAIN OF CUSTODY & AUDIT TRAIL

LIMS IQ records custody transfers with handler, timestamp, and location details, then keeps edits, approvals, and aliquot lineage in one reviewable audit history.

  • Custody Logs
  • Barcode Handoffs
  • Immutable Audits
  • Derivative Tracking
Every handoff logged Capture user, timestamp, and location at each custody transfer from collection through accessioning, testing, and disposal.
Tamper-evident edits Result amendments, approvals, and corrections are recorded with prior values and reviewer identity for defensible audit review.
Parent-child lineage Track aliquots, slides, and downstream derivatives back to the originating specimen for full traceability across the workflow.
Product view

Every sample movement documented. Every action traceable.

COMPLETE, DEFENSIBLE TRACEABILITY

Operational view

From intake to disposal, track custody changes, location updates, and result edits with full accountability.

  • End-to-end custody logs with timestamps, handlers, and locations
  • Barcode-driven specimen movement at every handoff
  • Immutable audit trails for edits, approvals, and result changes
  • Audit-ready custody reports for QA, legal, and compliance review
  • Parent-child lineage for aliquots, slides, and downstream derivatives
  • Configurable controls to support CLIA, CAP, and HIPAA workflows

Key Capabilities

6 capabilities

Explore the core capabilities available for this laboratory workflow.

End-to-End Custody Logs

Capture every custody transfer with timestamps, user IDs, and location details.

Barcode-Driven Movement

Scan specimens at each handoff to reduce manual errors and enforce custody protocols.

Tamper-Evident Audit Trails

Record all record edits, result changes, and approvals with immutable event history.

Chain-of-Custody Reports

Generate audit-ready reports for internal QA, compliance reviews, and legal documentation.

Aliquot & Derivative Tracking

Maintain parent-child lineage when samples are split or processed into DNA/RNA.

Compliance-Ready Controls

Support CLIA, CAP, and HIPAA processes with configurable access and review workflows.

Frequently asked questions

5 answers on file
Q01

How does LIMS IQ keep the audit trail tamper-evident?

The audit trail is append-only: events are written, never edited or deleted in place. Every entry records who performed an action, when, on which record, and what changed. Corrections and amendments are stored as new entries that reference the original, so the history reads as a complete sequence rather than a single overwritten state.
Q02

Which workflows is the chain-of-custody module designed for?

The module supports any workflow where defensible specimen handling matters, including forensic toxicology, employer drug testing programs, court-ordered testing, and chain-of-custody-required clinical work. Custody events such as collection, sealing, transfer, receipt, and storage are captured with collector and recipient identity at each step.
Q03

Can we generate a chain-of-custody report for a specific case?

Yes. A case-level report can be produced for any specimen, listing each custody event, the personnel involved, timestamps, and any notes. The report is suitable for inclusion in legal or compliance packets and reflects exactly what is in the audit trail without manual transcription.
Q04

How long are custody and audit records retained?

Retention requirements vary by program and jurisdiction. LIMS IQ preserves timestamped custody events and immutable audit history on the specimen record and can generate a case-level custody report for QA, legal, or compliance review. During implementation, confirm the required retention period, archival or export format, and disposal controls for your laboratory's policies and contracted scope.
Q05

Does the chain-of-custody flow work with mobile collections?

Yes. Custody events triggered in the field by phlebotomists or collectors flow into the same audit trail as in-lab events. Hand-offs to couriers and receipt at the lab are captured as discrete events, so the chain remains continuous from collection through final disposition.
LIMS IQ Module demo NEXT STEP

Need a stronger audit trail?

See how LIMS IQ documents specimen movement, enforces custody handoffs, and keeps every action reviewable.